trading – Page 145 – itho's internet resources

Ethical Wall (Chinese Wall) in Finance: Definition, Examples, and Regulations

By Itho November 19, 2003

[ad_1] What Is an Ethical Wall (Chinese Wall)? "Chinese wall," an insensitive term that has been replaced with "ethical wall," refers to a virtual barrier designed to stop information sharing…

Understanding Collateralized Loan Obligations: Structure, Benefits, Risks

By Itho November 19, 2003

[ad_1] What Is a Collateralized Loan Obligation (CLO)? Collateralized loan obligations (CLOs) are structured securities that bundle a pool of lower-rated corporate loans and sell them to investors in tranches.…

3(c)(7) Exemption: Definition, Requirements for Funds, and Uses

By Itho November 19, 2003

[ad_1] What Is the 3(c)(7) Exemption? The 3(c)(7) exemption refers to a portion of the Investment Company Act of 1940 that allows private investment companies an exemption from some Securities…

Understanding Churning in Finance: Definition, Types, and Prevention

By Itho November 19, 2003

[ad_1] What Is Churning? Churning is the excessive trading of assets in a client's account by brokers in order to generate commissions. It is illegal and unethical. Potential financial implications…

Definition, Calculation, and Bond Investment Benefits

By Itho November 19, 2003

[ad_1] What Is the Effective Yield? The effective yield is the return on a bond that has its interest payments (or coupons) reinvested at the same rate by the bondholder.…

What It Is and How to Invest

By Itho November 19, 2003

[ad_1] What Is an Exchange-Traded Fund (ETF)? An exchange-traded fund (ETF) is an investment fund that holds multiple underlying assets. It can be bought and sold on an exchange, much…