Risk – Page 79 – itho's internet resources

Ethical Wall (Chinese Wall) in Finance: Definition, Examples, and Regulations

By Itho November 19, 2003

[ad_1] What Is an Ethical Wall (Chinese Wall)? "Chinese wall," an insensitive term that has been replaced with "ethical wall," refers to a virtual barrier designed to stop information sharing…

The Collar Options Strategy Explained in Simple Terms

By Itho November 19, 2003

[ad_1] What Is a Collar? A collar is an options strategy used to protect against significant losses but also limits your potential profits. It's used when you're optimistic about a…

Caveat Emptor: What It Is, vs. Caveat Venditor

By Itho November 19, 2003

[ad_1] What Does Caveat Emptor Mean? Caveat emptor, a Latin phrase meaning "let the buyer beware," implies that buyers take the risk in a transaction. Potential buyers are warned…

Understanding Back Office in Business: Key Roles and Examples

By Itho November 19, 2003

[ad_1] What Is Back Office? The back office refers to administrative and support staff who don’t interact with clients. Back-office roles involve settlements, record-keeping, regulatory compliance, accounting, and IT services.…

Cash Balance Pension Plan: Overview, Pros and Cons

By Itho November 19, 2003

[ad_1] What Is a Cash Balance Pension Plan? A cash balance pension plan is a defined-benefit pension plan with the option of a lifetime annuity. The employer credits a participant's account…

Understanding Churning in Finance: Definition, Types, and Prevention

By Itho November 19, 2003

[ad_1] What Is Churning? Churning is the excessive trading of assets in a client's account by brokers in order to generate commissions. It is illegal and unethical. Potential financial implications…