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3C1

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What Is 3C1 and How Is the Exemption Applied?

What Is 3C1 and How Is the Exemption Applied?

Posted by By Itho November 19, 2003
[ad_1] 3C1 refers to a portion of the Investment Company Act of 1940 that allows private investment companies to be considered exceptions to certain regulations and reporting requirements stipulated by…
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3(c)(7) Exemption: Definition, Requirements for Funds, and Uses

Posted by By Itho November 19, 2003
[ad_1] What Is the 3(c)(7) Exemption? The 3(c)(7) exemption refers to a portion of the Investment Company Act of 1940 that allows private investment companies an exemption from some Securities…
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